xxx股份公司內(nèi)控手冊

1、1第一篇第一篇XXXXXX股份有限公司內(nèi)部控制基本規(guī)范股份有限公司內(nèi)部控制基本規(guī)范........................................................1717第一章總則..........................................................................................................17第二章內(nèi)部環(huán)

2、境......................................................................................................18第三章風(fēng)險評估......................................................................................................20第四章控

3、制活動......................................................................................................21第五章信息與溝通..................................................................................................23第六章內(nèi)部

4、監(jiān)督......................................................................................................24第七章附則.............................................................................................................

5、.25第二篇第二篇內(nèi)部控制環(huán)境相關(guān)制度內(nèi)部控制環(huán)境相關(guān)制度................................................................................2626一、法人治理結(jié)構(gòu)...................................................................................................

6、...26（一）XXX股份有限公司股東大會議事規(guī)則.............................................26第一章總則............................................................................................26第二章股東大會的召集.......................................

7、.....................................27第三章股東大會的提案與通知................................................................29第四章股東大會的召開............................................................................31第五章附則.........

8、.................................................................................37（二）XXX股份有限公司董事會議事規(guī)則.................................................38（三）XXX股份有限公司監(jiān)事會議事規(guī)則................................................

9、.49（四）XXX股份有限公司董事會戰(zhàn)略委員會實施細則.............................55第一章總則................................................................................................55第二章人員組成....................................................

10、....................................55第三章職責(zé)權(quán)限........................................................................................56第四章決策程序..............................................................................

11、..........57第五章議事規(guī)則........................................................................................57第六章附則............................................................................................59（五）XXX股份有限公司

12、董事會提名委員會實施細則.............................59第一章總則................................................................................................59第二章人員組成...................................................................

13、.....................60第三章職責(zé)權(quán)限........................................................................................603第四章報告制度........................................................................................87第五

14、章總經(jīng)理辦公會................................................................................88第六章績效評價與激勵約束機制............................................................90第七章附則..................................................

15、..........................................91（十一）XXX股份有限公司董事會秘書工作細則.....................................91第一章總則................................................................................................91第二章任職條件.....

16、...................................................................................92第三章職權(quán)范圍........................................................................................93第四章任免程序...............................

17、.........................................................94第五章法律責(zé)任........................................................................................96第六章附則...........................................................

18、.................................96(十二)XXX股份有限公司董事、監(jiān)事和高級管理人員所持公司股份及其變動管理制度................................................................................................97第一章總則...........................................

19、.......................................................97第二章公司董事、監(jiān)事及高級管理人員職業(yè)操守原則..........................98第三章董事、監(jiān)事及高級管理人員所持公司股份及其變動管理..........99第四章附則....................................................................

20、............................105（十三）XXX股份有限公司關(guān)聯(lián)交易管理制度.......................................105第一章總則..........................................................................................105第二章關(guān)聯(lián)交易和關(guān)聯(lián)人.................

21、.....................................................106第三章關(guān)聯(lián)交易的程序與披露..............................................................108第四章附則.................................................................................

22、.........114二、公司機構(gòu)設(shè)置及權(quán)責(zé)分配................................................................................115三、內(nèi)部審計..........................................................................................................

23、..115XXX股份有限公司內(nèi)部審計制度.............................................................................115第一章總則................................................................................................115第二章審計機構(gòu)和審計人員....

24、................................................................116第三章審計機構(gòu)的職責(zé)............................................................................117第四章審計機構(gòu)的權(quán)限......................................................