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1、統(tǒng)計(jì)基礎(chǔ)與STATISTICA軟件,工程應(yīng)用數(shù)學(xué),2,Introduction,IntroductionThere are many aspects of science and engineering problems. Understanding and solving such problems often involves certain quantitative aspects, in particular the acqu

2、isition and analysis of data. Treating these quantitative problems effectively involves the use of statistics. Statistics can be viewed as the prescription for making the quantitative learning process effective.,3,The

3、Learning Process,The Learning Process (認(rèn)知過(guò)程) An experiment is like a window through which we view nature. Our view is never perfect. The observations that we make are distorted. The imperfections that are included in ob

4、servations are “noise”. A statistically efficient design reveals the magnitude and characteristics of the noise. It increases the size and improves the clarity of the experimental window. Using a poor design is like see

5、ing blurred shadows behind the window curtains or, even worse, like looking out the wrong window.,4,The Learning Process,Learning is an iterative process,5,The Aim,Introduction to the general kind of engineering problem

6、and the statistical concepts and methods to be discussed.Case Study introduces a specific example, including actual data.Analysis shows how the data suggest and influence the method of analysis and gives the solution.

7、Many solutions are stepped in detail, and results shown. The problems were solved using available computer programs (e.g., STATISTICA、SAS、SPSS、S-PLUS、MINITAB etc.).,6,Definitions and Basic Concepts,Population(總體) and Sam

8、ple(樣本)The sample is a group of n observations actually available. A population is a very large set of N observations (or data values) from which the sample of n observations can be imagined to have come.Random Variab

9、le(隨機(jī)變量)“the value of the next observation in an experiment.” “A random variable is the soul of an observation” and the converse, “An observation is the birth of a random variable.”Experimental Errors(實(shí)驗(yàn)誤差)A guiding

10、principle of statistics is that any quantitative result should be reported with an accompanying estimate of its error. Replicated observations of some physical, chemical, or biological characteristic that has the true va

11、lue ηwill not be identical although the analyst has tried to make the experimental conditions as identical as possible.,7,Definitions and Basic Concepts,Experimental Errors(實(shí)驗(yàn)誤差)This relation between the true value η an

12、d the observed (measured) value yi is yi = η+ei , where ei is an error or disturbance.Error, experimental error, and noise refer to the fluctuation or discrepancy in replicate observations from one experiment to another

13、. In the statistical context, error does not imply fault, mistake, or blunder. It refers to variation that is often unavoidable resulting from such factors as measurement fluctuations due to instrument condition, sampli

14、ng imperfections, variations in ambient conditions, skill of personnel, and many other factors. Such variation always exists and, although in certain cases it may have been minimized, it should not be ignored entirely.,8

15、,Example,ExampleA laboratory’s measurement process was assessed by randomly inserting 27 specimens having a known concentration of η=8.0 mg/L into the normal flow of work over a period of 2 weeks.This arrangement means

16、 that observed values are random and independent. The results in order of observation were 6.9, 7.8, 8.9, 5.2, 7.7, 9.6, 8.7, 6.7, 4.8, 8.0, 10.1, 8.5, 6.5, 9.2, 7.4, 6.3, 5.6, 7.3, 8.3, 7.2, 7.5, 6.1, 9.4, 5.4, 7.6, 8.1

17、, and 7.9 mg/L.The population is all specimens having a known concentration of 8.0 mg/L. The sample is the 27 observations (measurements). The sample size is n=27. The random variable is the measured concentration in

18、 each specimen having a known concentration of 8.0 mg/L.Experimental error has caused the observed values to vary about the true value of 8.0 mg/L. The errors are 6.9 ? 8.0=?1.1, 7.8?8.0=?0.2,+0.9,?2.8,?0.3,+1.6,+0.7, a

19、nd so on.,9,Plotting Data,The most effective statistical techniques for analyzing data are graphical methods. They are useful in the initial stage for checking the quality of the data, highlighting interesting features

20、of the data, and generally suggesting what statistical analyses should be done. Graphical methods are useful again after intermediate quantitative analyses have been completed.And again in the final stage for providing

21、 complete and readily understood summaries of the main findings of investigationsThe first step in data analysis should be to plot the data. Graphing data should be an interactive experimental process. Do not expect yo

22、ur first graph to reveal all interesting aspects of the data. Make a variety of graphs to view the data in different ways.,10,Plotting Data,Plotting the Data may:1. reveal the answer so clearly that little more analysi

23、s is needed.2. point out properties of the data that would invalidate a particular statistical analysis.3. reveal that the sample contains unusual observations4. save time in subsequent analyses.5. suggest an answer

24、that you had not expected.6. keep you from doing something foolish.,11,Plotting Data,The time spent making some different plots almost always rewards the effort. Many top-notch statisticians like to plot data by hand, b

25、elieving that the physical work of the hand stimulates the mind’s eye. Whether you adopt physical work method or use one of the many available computer programs (Origin PRO, SigmaPlot, Grapher, etc.), the goal is to fre

26、e your imagination by trying a variety of graphical forms. Keep in mind that some computer programs offer a restricted set of plots and thus could limit rather than expand the imagination.,12,Scatterplots and Statistic

27、al Plot,Scatterplots It has been estimated that 75% of the graphs used in science are scatterplots. Simple scatterplots are often made before any other data analysis is considered. The insights gained may lead to more e

28、legant and informative graphs, or suggest a promising model. Linear or nonlinear relations are easily seen. Showing Statistical Variation and PrecisionMeasurements vary and one important function of graphs is to show t

29、he variation. There are three very different ways of showing variation: a histogram, a box plot (or box-and-whisker plot), and with error bars that represent statistics such as standard deviations(標(biāo)準(zhǔn)偏差), standard errors,

30、 or confidence intervals(置信區(qū)間).A histogram shows the shape of the frequency distribution and the range of values,13,Plots of Residuals,Plots of ResidualsGraphing residuals is an important method that has applications i

31、n all areas of data analysis and model building. Residuals are the difference between the observed values and the smooth curve constructed from a model of the data. If the model fits the data, the residuals represent t

32、he measurement error. Measurement error is usually assumed to be random. A lack of randomness in the residuals therefore indicates some weakness in the fitted model.,14,Plots of Residuals –Example,The visual impression i

33、n the top panel in Figure is that the curve fits the data fairly well but the vertical deviations of points from the fitted curve are smaller for low values of time than for longer times. The graph of residuals in the b

34、ottom plot shows the opposite is true. The curve does not fit well at the shorter times and in this region the residuals are large and predominantly positive,15,Plots of Residuals,This process of plotting residuals flatt

35、ening the data. It shifts our attention from the fitted line to the discrepancies between prediction and observation. It is these discrepancies that contain the information needed to improve the model. Make it a habit t

36、o examine the residuals of a fitted model, including deviations from a simple mean. Check for normality by making a dot diagram or histogram. Plot the residuals against the predicted values, against the predictor varia

37、bles, and as a function of the time order in which the measurements were made. Residuals that appear to be random and to have uniform variance are persuasive evidence that the model has no serious deficiencies. If the

38、residuals show a trend, it is evidence that the model is inadequate. If the residuals spread out, it suggests that a data transformation is probably needed.,16,Plots of Residuals – Another Example,Left Figure is a calibr

39、ation curve(標(biāo)準(zhǔn)曲線) for measuring chloride using an ion chromatograph. There are three replicate measures at each concentration level. The hidden variation of the replicates is revealed in Right Figure, which has flattened

40、 the data by looking at deviations from the average of the three values at each level. An important fact is revealed: the measurement error tends to increase as the concentration increases. This must be taken into accou

41、nt when fitting the calibration curve to the data.,17,A Note on Clarity and Style of Plot,TufteClarity(清楚) Simplicity (簡(jiǎn)潔)ClevelandClarity (清楚)Precision (精確)Efficiency (有效)WainerElegance (典雅)Grace (優(yōu)雅)Impact (效

42、果),William Playfair (1786), a pioneer and innovator in the use of statistical graphics, desires to tell a story graphically as well as dramatically.,18,Should We Always Plot the Data?,Example. five values:pH = 5, COD=23

43、00mg/L, BOD=1500mg/L, TSS=875mg/L, TDS=5700mg/LThese five values say it all, and better than the graph. Do not use an axe to hack your way through an open door.Aside from being unnecessary, this chart has three major f

44、aults.,It confuses units - pH is not measured in mg/L. Three-dimensional effects make it more difficult to read the numerical values. Using a log scale makes the values seem nearly the same when they are much differen

45、t. The 875 mg/L TSS and the 1500 mg/L COD have bars that are nearly the same height.,19,STATISTICA的統(tǒng)計(jì)分析功能,,,20,STATISTICA的統(tǒng)計(jì)分析功能,1、Basic Statistics and Tables(基本統(tǒng)計(jì)和表格分析)包括描述性統(tǒng)計(jì),相關(guān)性分析,獨(dú)立或非獨(dú)立樣本的t檢驗(yàn),頻數(shù)統(tǒng)計(jì)表,概率計(jì)算及其他差異顯著性檢驗(yàn)(兩

46、個(gè)均值或百分率的檢驗(yàn))等。這是最基本的統(tǒng)計(jì)分析項(xiàng)目,也是用的最多的統(tǒng)計(jì)分析項(xiàng)目,一般簡(jiǎn)單的統(tǒng)計(jì)分析靠它就可以圓滿解決問(wèn)題。 2、Multiple Regression(多元回歸分析)逐步回歸分析,固定非線性分析,殘差分析和基于回歸模型的預(yù)測(cè)等。如果您要調(diào)查研究人的智商是否與吃魚(yú)和吃豆腐有關(guān),就可以用回歸法來(lái)分析。 3、ANOVA/MANOVA(方差分析)有單因素和多因素方差分析、協(xié)方差分析和重復(fù)測(cè)量方差分析等。兩個(gè)以上樣本平均

47、數(shù)差異的顯著性檢驗(yàn),就可利用方差分析。如:比較幾種教學(xué)方法哪一種對(duì)學(xué)習(xí)成績(jī)提高最快,比較幾種牌號(hào)汽油的行程率等等。,21,STATISTICA的統(tǒng)計(jì)分析功能,4、Nonparametrics/Distribution(非參數(shù)性統(tǒng)計(jì)分析)包括Chi-square卡方檢驗(yàn),Kolmogorov-smirnov檢驗(yàn),Wilcoxon配對(duì)符號(hào)等級(jí)檢驗(yàn),兩個(gè)獨(dú)立樣本Mann-Whitney檢驗(yàn),多個(gè)相關(guān)樣本Cochran Q檢驗(yàn)和多個(gè)獨(dú)立樣本

48、Kruskal-Wallis檢驗(yàn)等等。 5、分布擬合(Distribution Fitting)對(duì)連續(xù)性分布進(jìn)行擬合,如正態(tài)分布、均勻分布等。6、高級(jí)線性/非線性模型(Advanced Linear/Nonlinear Models)包含各種線性和非線性模型化分析功能。如Nonlinear Estimation(非線性估計(jì)):包括一般非線性模型,逐步Logit分析,最大似然估計(jì)等。 7、工業(yè)統(tǒng)計(jì)與6-σ(Industrial

49、Statistics & Six-Sigma)包括質(zhì)量控制、過(guò)程分析、實(shí)驗(yàn)設(shè)計(jì)、6-σ分析,22,STATISTICA的統(tǒng)計(jì)分析功能,8、多元分析(Multivariate Exploratory Analysis):(1)、Cluster Analysis(聚類(lèi)分析):包括K-Means聚類(lèi),雙邊聯(lián)合聚類(lèi)等。聚類(lèi)分析實(shí)質(zhì)上是尋找一種能客觀反映元素之間親疏關(guān)系的統(tǒng)計(jì)量,然后根據(jù)這種統(tǒng)計(jì)量把元素分成若干類(lèi),是物以類(lèi)聚的一種統(tǒng)計(jì)

50、分析方法。(2)、Factor Analysis(因子分析):初始因子模型、旋轉(zhuǎn)因子模型等。例如,學(xué)生的各科成績(jī)受智力、計(jì)算能力、表達(dá)能力和靈活性等因子的影響,雖然可以通過(guò)考試或檢查等手段獲得學(xué)生的各科成績(jī),但那些對(duì)各科成績(jī)起支配作用的因子的狀態(tài)不能直接測(cè)定到,這時(shí)候因子分析就派上用場(chǎng)了。(3)、Canonical Analysis(典型分析):典型相關(guān)性分析,典型因子協(xié)效應(yīng)分析。主要用于研究?jī)山M多變量之間的相關(guān)性。(4)、Mul

51、tidimensional Scaling(多維尺度分析):多維距離或相似性估計(jì)等。(5)、Reliability/Item Analysis(信度/項(xiàng)目分析):包括trachoric相關(guān)性分析,Crobach α系數(shù),分半(split-h(huán)alf)信度分析等。假如希望在任何時(shí)間、地點(diǎn)、對(duì)任何人,都有可靠的交通工具,測(cè)試交通工具手段的可靠性顯然是需要的。(6)、Discriminant Analysis(判別分析):逐步判別法,分類(lèi)統(tǒng)

52、計(jì)等。判別分析的任務(wù)是根據(jù)已掌握的一批分類(lèi)明確的樣品,建立較好的判別函數(shù),使產(chǎn)生錯(cuò)判的事例最少,進(jìn)而對(duì)給定的一個(gè)新樣品,判斷它來(lái)自哪個(gè)總體。如在環(huán)境檢測(cè)中,根據(jù)對(duì)某地區(qū)的環(huán)境污染的綜合測(cè)定結(jié)果判斷該地區(qū)屬于哪一種污染類(lèi)型等。 9、數(shù)據(jù)挖掘技術(shù)(Data Mining),分類(lèi)樹(shù)等技術(shù),神經(jīng)網(wǎng)絡(luò)。10、分布計(jì)算器(Probability Calculator)。,23,STATISTICA軟件的圖形界面,,24,STATISTICA的基

53、本操作過(guò)程,(1)數(shù)據(jù)的輸入,主要通過(guò)SpreadSheet Window(數(shù)據(jù)編輯窗口)完成。 其結(jié)構(gòu)類(lèi)似于Excel的工作表,缺省的數(shù)據(jù)表是10×10的單元格集,可以更改變量(Variable)或觀測(cè)值(Case)的數(shù)量。要注意的是,由于空的單元格要按缺省值計(jì)算,故要?jiǎng)h除不需要的Case。Variable和Case的刪除可以通過(guò)EDIT菜單的DELETE命令執(zhí)行,Variable和Case的增加則通過(guò)Format菜單上的

54、Variables和Cases命令執(zhí)行。,STATISTICA可以打開(kāi)的文件類(lèi)型包括Excel, dBASE, SPSS, Lotus/Quattro Worksheets等程序產(chǎn)生的文件和擴(kuò)展名為txt, csv, htm, rtf等文本格式,并以STATISTICA數(shù)據(jù)文件的格式保存。,25,STATISTICA的基本操作過(guò)程,(2)選擇功能模塊,主要通過(guò)Statistics菜單中的命令來(lái)完成。,,,26,STATISTICA的基本

55、操作過(guò)程,(3)定義分析方法,選擇分析數(shù)據(jù)的自變量和因變量。,27,STATISTICA的基本操作過(guò)程,(4)顯示分析結(jié)果。Stattistics的分析結(jié)果的默認(rèn)輸出方式是Workbook窗口,包括表格和圖形,分析結(jié)果的另外一種輸出方式是Report方式,,28,Report方式的選項(xiàng),“File”菜單的“Outpur Manager …”命令,,29,Report窗口,,30,應(yīng)用實(shí)例1——描述性統(tǒng)計(jì),1、描述性統(tǒng)計(jì)(Descrip

56、tive statistics)描述性統(tǒng)計(jì)是統(tǒng)計(jì)的基礎(chǔ)。其任務(wù)是為每個(gè)統(tǒng)計(jì)變量提供基礎(chǔ)信息:平均值(mean)最小值與最大值(minimum and maximum values)測(cè)量值的變化( variation of measures ),也就是分布的形狀(shape of the distribution)標(biāo)準(zhǔn)偏差(standard deviation)標(biāo)準(zhǔn)誤差(standard error)(1)、平均值定義

57、平均值是最常用的統(tǒng)計(jì)描述量,它給出了變量的一種“趨向中心”的信息,當(dāng)然是要在在滿足置信區(qū)間的條件下。置信區(qū)間是群體的“真實(shí)”平均值信息在我們可以接受的可信度范圍內(nèi)的一個(gè)尺度。,,31,1、描述性統(tǒng)計(jì),(1)、平均值例如:如果平均值為23,在p=0.05的置信區(qū)間的下限和上限分別為19和27,那么群體平均值大于19或小于27的可能性為95% 。如果p水平取一個(gè)較小的值(也就是降低可信度),那么置信區(qū)間會(huì)變寬,同時(shí)也增加了估計(jì)的可靠性。

58、如我們熟悉的天氣預(yù)報(bào),減小p水平值,置信區(qū)間越寬,則預(yù)報(bào)也越模糊。需要注意的是:置信區(qū)間依賴(lài)于樣本的大?。╯ample size)和數(shù)據(jù)值的變化(variation of data values)。樣本越大,平均值越可靠;數(shù)據(jù)值變化越大,平均值的可信度越低。另外,置信區(qū)間的計(jì)算假設(shè)群體變量是隨機(jī)的,并服從正態(tài)分布。如果這個(gè)假設(shè)不滿足,那么即使樣本足夠大,估計(jì)值也是無(wú)效的。,32,1、描述性統(tǒng)計(jì),(2)分布的形狀(shape of

59、 the distribution)描述統(tǒng)計(jì)變量的另一個(gè)重要方面就是分布的形狀,它表達(dá)了變量的值在不同變化范圍的頻率,并采用柱狀圖描繪這個(gè)分布的頻率。通常研究人員感興趣的是將這個(gè)柱狀圖與正態(tài)分布圖進(jìn)行比較來(lái)判斷。,柱狀圖可以檢驗(yàn)分布質(zhì)量,例如,分布是雙峰的(有兩個(gè)頂點(diǎn)),這可能是由于樣本是不均勻的,他可能來(lái)自?xún)蓚€(gè)不同的群體,一個(gè)更接近正態(tài)分布,一個(gè)則要差一些。這種情況下,需分別對(duì)兩個(gè)子樣本進(jìn)行分析。,33,2、相關(guān)性(Correlat

60、ion),相關(guān)性是兩個(gè)或多個(gè)變量之間的聯(lián)系的一種度量,通過(guò)相關(guān)系數(shù)(correlation coefficients)處理不同類(lèi)型的數(shù)據(jù)。最重要的一種相關(guān)性的是線性相關(guān),也稱(chēng)皮爾遜相關(guān)(Pearson r),是最廣泛使用的相關(guān)系數(shù)類(lèi)型。,假設(shè)兩個(gè)變量在最小區(qū)間上進(jìn)行測(cè)量,那么皮爾遜相關(guān)是指兩個(gè)變量之間的相互比例關(guān)系,這個(gè)比例值就是相關(guān)系數(shù)(r) 相關(guān)系數(shù)的變化范圍是從-1.00 到 +1.00。-1.00表示負(fù)相關(guān)性,+1.00表示正

61、相關(guān)性,0.00表示沒(méi)有相關(guān)性。,34,2、相關(guān)性(Correlation),皮爾遜相關(guān)系數(shù)(r)不依賴(lài)于特定的變量單位。例如,高度和重量就是可以用來(lái)進(jìn)行相關(guān)性分析,而不管它們的單位為英寸和磅,還是厘米與公斤。,比例表示它們是線性的,可以用一條向上或向下的直線表示。這條線可以稱(chēng)作回歸線或最小二乘線,也就是所有的點(diǎn)與直線的距離的平方和最小。尤其是距離的平方(r2)更是反映兩個(gè)變量的變化比例關(guān)系的重要結(jié)果。,35,3、t-檢驗(yàn)——獨(dú)立樣本的

62、t-檢驗(yàn)(t-test for Independent Samples),t-檢驗(yàn)是評(píng)價(jià)兩個(gè)樣本的區(qū)別的最重要方法。例如,t-檢驗(yàn)可以用來(lái)測(cè)試兩組患者使用不同治療方式取得效果的差異。理論上,即使樣本量很小,只要每一組樣本服從正態(tài)分布(怎么判斷?正態(tài)分布假設(shè)可以通過(guò)柱狀圖顯示的數(shù)據(jù)分布判斷,或者正態(tài)分布假設(shè)檢驗(yàn)),就可以使用t-檢驗(yàn)。在t檢驗(yàn)結(jié)果中的p-水平表達(dá)了拒絕假設(shè)檢驗(yàn)(兩組樣本觀測(cè)沒(méi)有區(qū)別)的可能性(概率)。 為了執(zhí)行獨(dú)立樣

63、本的t-檢驗(yàn),需要一個(gè)自變量(如下表中的“GENDER”)和至少一個(gè)因變量(如測(cè)試分?jǐn)?shù)“WCC”)。自變量的平均值將被根據(jù)不同的組(如“male”和“female”)進(jìn)行分別計(jì)算并作比較。 如果因變量有多個(gè),則分別對(duì)每一個(gè)因變量作t-檢驗(yàn)。,36,例1:描述性統(tǒng)計(jì)分析,問(wèn)題描述:以STATISTICA自帶的“Adstudy.sta”數(shù)據(jù)文件說(shuō)明該方法的使用,這是一個(gè)包含25個(gè)變量和50個(gè)測(cè)試數(shù)據(jù)的文件。該假想的問(wèn)題是研究男性和女性對(duì)兩

64、個(gè)廣告的評(píng)價(jià),假設(shè)針對(duì)每一個(gè)廣告的回答都是隨機(jī)的。變量1是性別(Gender: male, female),變量2是廣告(Advert: Coke,Pepsi?)。他們?cè)?3個(gè)不同的方面(Measure01 to Measure23)對(duì)不同的廣告分別作出評(píng)價(jià),在每個(gè)方面在0~9的范圍內(nèi)給出答案。,37,描述性統(tǒng)計(jì),第一步:?jiǎn)?dòng)STATISTICA軟件,打開(kāi)位于“/Examples/Datasets”目錄下的數(shù)據(jù)文件“Adstudy.s

65、ta”。也可以從統(tǒng)計(jì)模塊中打開(kāi)數(shù)據(jù)文件。 第二步:描述性統(tǒng)計(jì)(Descriptive Statistics) 在“Basic Statistics and Tables” 對(duì)話框中,選擇“Descriptive statistics”,對(duì)所有的變量進(jìn)行描述性統(tǒng)計(jì)分析。,38,描述性統(tǒng)計(jì)分析結(jié)果,默認(rèn)的在統(tǒng)計(jì)結(jié)果表格中包含有選擇變量的平均值(mean)、有效例數(shù)(valid N)、標(biāo)準(zhǔn)偏差(standard deviation

66、)、最小值和最大值(minimum and maximum)。,39,相關(guān)性分析,第三步:相關(guān)性分析: 單擊“Cancel”鍵返回“Basic Statistics and Tables”對(duì)話框,選擇“Correlation matrices”,單擊“OK”按鈕?;蛘唠p擊“Correlation matrices”選項(xiàng)。,40,相關(guān)性分析,則顯示“Product-Moment and Partial Correlations”對(duì)

67、話框。,單擊“One variable list”按鈕,在變量選擇窗口中可以選擇一個(gè)、多個(gè)甚至所有的變量,在這里,單擊“Select all”選中所有變量。,然后單擊“Summary”按鈕進(jìn)行相關(guān)性分析,顯示相關(guān)性分析結(jié)果的表格。,,41,相關(guān)性分析結(jié)果的表格,高亮顯示重要的相關(guān)性:默認(rèn)的情況下,表格用不同的顏色顯示的結(jié)果是統(tǒng)計(jì)重要度p<.05的相關(guān)系數(shù)。,用戶(hù)可以設(shè)定高亮顯示相關(guān)系數(shù)的水平,相關(guān)系數(shù)的絕對(duì)值越大,參數(shù)間的相關(guān)性越

68、高。,相關(guān)系數(shù)為正,也就是正相關(guān),否則為負(fù)相關(guān)。,42,相關(guān)性分析結(jié)果,設(shè)定統(tǒng)計(jì)重要度的方法是,再次選擇“Product-Moment and Partial Correlations”對(duì)話框,單擊”O(jiān)ptions”標(biāo)簽,改變p-水平的值,例如,0.001。單擊“Summary”按鈕,則產(chǎn)生新的相關(guān)性分析結(jié)果表格,在所有結(jié)果中,滿足這個(gè)統(tǒng)計(jì)重要度的結(jié)果高亮顯示,可以容易的發(fā)現(xiàn)相關(guān)性最高的點(diǎn),43,相關(guān)性分析結(jié)果,本例中Measure05

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