論我國期貨市場的監(jiān)管體系.pdf

1、對外經(jīng)濟(jì)貿(mào)易大學(xué)碩士學(xué)位論文論我國期貨市場的監(jiān)管體系姓名：楊培東申請學(xué)位級別：碩士專業(yè)：金融學(xué)指導(dǎo)教師：王健20050301論我國期貨市場的監(jiān)管體系5AbstractThefuturesmarketistheresultaftermarketeconomyhasdevelopedtoacertainstage.Itisalsooneofthemostpowerfultoolsfdealingwithmerchiseonhinthefin

2、ancialwldtoday.Thefuturesmarkethasalreadyhadahistyofoverahundredyearsinmanywesterncountries.Itisnowanimptantpartofeconomycarryingoutimptantfeaturessuchaskeepingtheeconomystableadjustingmacrocontrolefftsalsowithininternat

3、ionaltrade.Thestateofanation’sfuturesmarkethasevenbecomeacriterionfevaluatingthecountry’seconomicaldevelopment.JustliketheAmericanNobelPrizeofEconomicswinnerProf.MertonH.Milleroncesaid:“Theeconomicsystemwithoutfuturesmar

4、ketcannotbedeservedtobecalledmarketeconomy.”ThefuturesmarketinChinahasgonethoughmethantenyears’ofdevelopmentisnowstartingtoconfm.Itsfunctionsarealsobeginningtoplayagreaterroleinthemarket.Somemerchisehasstartedtocatchthea

5、ttentionoftheinternationalmarketreceivinggreatinterest.Thepricesofcopperaluminumthesoybeanarestartingtoshowtheeffectsofbasepricehavealsograduallybeguntoeffectthepricesoftheinternationalmarket.Howeverduetothesmallnumberof

6、tradablemerchiseintheChinesemarketithasnotyetgainedadeepenoughinfluencetoaffectthepricesoftheinternationalmarket.Alsoduetotherelativelysmalltradeamountthoughsomeattentionshavebeengainedfromtheinternationalmarketwearestil

7、lfarawayfromacquiringthepricingpowerininternationaltrade.Itisofabsolutenecessityfthedevelopmentofourcountry’seconomythatthefuturesmarketisfurtherexped.Simplydevelopingthefuturesmarketisnotenough.Atthesametimewemustalsocl

8、earlyrealizethatthefuturesmarketgoeshinhwithhighrisks.Aftergoingthroughseveralcriticalincidentsboththemarkettheinvolvedpartiesinourcountryhavegottenadeeperunderstingofthisrisk.Thenecessityofajuristicsystemtheconstruction

9、ofothersurveillancesystemshavereceivedmemeattention.Underthepresentsituationacompletelawonfuturesaswellasamestringentsurveillancesystemisurgentlyneededffurtherhealthydevelopmentofthefuturesmarket.Thisarticlewillanalyzeth