論上市公司并購重組中證券服務(wù)機(jī)構(gòu)的法律規(guī)制.pdf

1、云南財(cái)經(jīng)大學(xué)碩士學(xué)位論文論上市公司并購重組中證券服務(wù)機(jī)構(gòu)的法律規(guī)制姓名：王寒朵申請(qǐng)學(xué)位級(jí)別：碩士專業(yè)：民商法指導(dǎo)教師：馮忠明201104AbstractIIAbstractAbstractItisabigdifferencebetweenPublicCompanyUnlistedCompany.Withthehelpofastockexchangepubliccompanycanreachthepurposeoffinancingenl

2、argingthroughabsbingidlefundcanenhancecompetitiveness.MergerAcquisitionistheimptantcapitalmanagementwayofthepubliccompanytoconsolidateresourceindustryreducedelistingrisks.Bythedevelopmentofeconomicglobalizationmergeracqu

3、isitionhavebeenthemosteffectivewayftheenterprisetoimprovestrengthentheabilitytocompete.IntheEraofFullCirculationtheactivitiesofmergeracquisitionaboutpubliccompanyaremeactive.MergerAcquisitionreferstoinfmationcollectingfi

4、nancialauditingassetappraisingfinancinglaw.SoitisnecessaryfListedCompanytohavetheaidofAssetAppraisalfirmaccountingfirmlawfirmsecuritiestrader.TheintermediaryhasputintofullplayintheprocessofMergerAcquisitiontheprofessiona

5、lideabyintermediaryhasbeenthemostimptantconsultationftheinvests.SoithaspositivemeaningfTheintermediaryperfmtheCredibilitydutyfimprovingqualityofMergerAcquisition.Neverthelesstheinvestsbroughtupthequestionsnumerousconfuse

6、dabouttheintermediarywhosuppliedtheprofessionalideaffinancialfraudsoflistingcompanies.ThisarticlesummarizedtheinfluencethetypeofviolationsofintermediaryintheactivitiesofMergerAcquisitionanalyzedthecausetheinfluenceofacti

7、onsofintermediarygettingoutoflinesummeduptheactualcriminalresponsibilitycivilliabilityadministrativepenaltyothersupervisionmeasuresoftheChinaSecuritiesRegulatyCommission(CSRC)whenintermediarygetoutoflineproposedthesugges