證券仲裁法律制度研究.pdf

1、對外經(jīng)濟貿(mào)易大學碩士學位論文證券仲裁法律制度研究姓名：王秉乾申請學位級別：碩士專業(yè)：國際法指導教師：沈四寶20040401碩士學位論文 證券仲裁法律制度研究 2Abstract As China has joined WTO, the securities industry has assumed greater imp

2、ortance and attracted wider attention. However, the sustainable development of that industry has met certain worrying problems, of which the lack of an efficient and low-cost dispute resolution mechanism

3、 is a great impediment. Hereby, this paper, on a multiple basis and from different angles, aims to draw relevant experience from U.S in order to discuss how to erect and improve on the sec

4、urities arbitration mechanism in China. This paper is composed of four chapters. The first chapter tries to describe the general background of securities disputes in China, pointing out that the lack of an efficient

5、and low-cost dispute resolution mechanism has become a great hindrance. This problem finds expression in two respects: the first is the lack of effective judicial remedies, and the second is the lack

6、 of alternative dispute resolution means. The second chapter focuses on the major issues of securities arbitration and underlying reasons thereof, discussing this issue from both historical and current angles. The th

7、ird chapter mainly discusses the merits of securities arbitration and significance hereof. This chapter is divided into three sections, exploring into the attributes of securities disputes and of arbitration and

8、into the merits and significance of applying arbitration to securities disputes. The third section is especially important. The fourth chapter mainly puts forward certain proposals regarding securities ar

9、bitration in China. This chapter is also divided into three sections. The first section briefly describes the operation of securities arbitration in U.S. and its significance for China. The sec

10、ond section mainly puts forward certain proposal as to how to erect and improve on the securities arbitration mechanism in China on a macro basis. The third section goes further to explore 1

11、4 particular issues of securities arbitration rules. This section is also important. Last, this paper concludes that securities arbitration can contribute greatly to the securities dispute resolution