證券投資者保護基金若干問題國際比較及其借鑒.pdf

1、廈門大學碩士學位論文證券投資者保護基金若干問題國際比較及其借鑒姓名：周德才申請學位級別：碩士專業(yè)：金融學指導教師：何孝星20060401ABSTRACTSecuritiesInvestotProtectionFund(S1PF)iSaninvestorprotectionimportantsystem，andplaysakeyroleinstabilityofsecuritiesmarketBecauseofthedifference0

2、fseeuritiesmarketdevelopmentandsupervisorymodes，manycountriesandareas’SIPFsarealSOdifferentThepaperbuildsaframeworkofcontrast：atfirstintroducestheSIPFsofAmerican，EU，UK，Germany，Ireland，Canada，Australia，Taiwan，HongKong，the

3、nsummarizestheexperiencemodes，1awandtrendoflegislation，organizerion，corporategovernance，raisedcapital，compensationofS1PFsfntheworldA1thoughChinasecuritiesmarketiSaFreshmarket，buttheinvestorsdrawtheircapitalfromthemarketa

4、ndmanyinvestmentcompanieshavebankruptSo，ChinahaspassedAdministrationRulesforSIPFonJune302006andsetupSIPFCorporationonAugust31ItindicatesthatChineseSecuritiesInvestorProtectionFund(CSIPF)iSunderwayThathasveryimportantsign

5、ificanceCSIPFnotonlycancelsthelimitlessresponsibilityofChineseGovernmentforthebankruptedinvestmentcompanies，butalSOprovidesa10ng—termstabi1itysystemforsecuritiesmarketHowever，CSIPFhasmanyimperfectaspectsReferringexperien

6、ceofmanycountries，IputsomesuggestfonsforCSIPFInnovations：1IsumupthedevelopmentmodesofSIPFsonlegislation，organization，corporategovernance，raisedcapital，compensation；21summarizesomegeneralIawsandtrendofSIPFsonlegislation，o

7、rganization，corporategovernance，raisedcapital，compensation；31putsomesuggestionsforlegiSlation，organization，corporategovernance，raisedcapital，compensationofCSlPFKeywords：protectionfund；severalproblems：internationalcontras