中國資本市場(chǎng)監(jiān)管制度研究.pdf

1、河南大學(xué)碩士學(xué)位論文中國資本市場(chǎng)監(jiān)管制度研究姓名：秦潔申請(qǐng)學(xué)位級(jí)別：碩士專業(yè)：國民經(jīng)濟(jì)學(xué)指導(dǎo)教師：耿明齋20100501河南大學(xué)碩士學(xué)位論文AbstractSinceReformandOpening，China’Scapitalmarkethasdevelepedfor30yearsThreedecadesisveryshorttodevelopmentofcapitalmarketsindevelopedcoutriesButtoCh

2、inaintransitionofeconomicsystem，thecapitalmarketshasundergonefromthebudtomaturity、fromchaostoorderduringthethreedecades，andhaveagreatinfluenceoneconomyIfsomethinghappenedtocapitalmarkets、Ⅳiminherentlyhi曲riskandspeculatio

3、ninvestorswouldsufferhllgelossesandthemarketswouldbecomedisorderlyItwillalsoimpactonthedevelopmentofthenationaleconomySoitisessentialforthecountrytoregulatethecapitalmarketsSubprimemortgagecrisisin2007，isthebestexampleIt

4、catchedthewholeworld’SeyetothecapitalmarketsregulationItisnecessarytostudythedevelopmenthistoryofthecapitalmarketsinOUrcountryanddiscovertheproblemsintheregulationandmakeaattempttogiveadviceonitinordertomakeourcountry’Sc

5、apitalmarketsandeconomicdevelopmenthealthierThispaperconsistsofthreepartsThefirstpartistodefinetheconceptofthecapitalmarketsinthepaperandexplainthebackground，significance，researchmethodologyandtheoreticalbasisofthecapita

6、lmarketsregulationLiteraturereviewclassifiessummaryofresearchprogressoncapitalmarketsregulationInthesecondpart，thepaperreviewsthedevelopmentprocessofChina’Scapitalmarkets，andthenanlysestheevolutionofChina’Scapitalmarketr

7、egulatoryInthepartofthedevelopmentprocess，itstudieswhyChina’Scapitalmarketscomeintobeing，expoundshowChina’ScapitalmarketsdevelopedfromthebudtomaturityandanalyseswhatthesalientfeaturesofthevariousstagesareInthepartoftheev

8、olutionofChina’Scapitalmarketregulatoryitintroducesthattheworld’ScapitalmarketregulationsystemisdividedintothreecategoriesingeneralandteasesoutthedevelopmentprocessofChina’Scapitalmarketregulatorysystemtoanalysethecauses