論股權(quán)分置改革后上市公司控股股東的法律監(jiān)管.pdf

1、對(duì)外經(jīng)濟(jì)貿(mào)易大學(xué)碩士學(xué)位論文論股權(quán)分置改革后上市公司控股股東的法律監(jiān)管姓名：李曉山申請學(xué)位級(jí)別：碩士專業(yè)：法律指導(dǎo)教師：黃勇20070401AbstractAfterthereformofthecompanysstructureonstockmarketthemajorshareholderscanmakeillegalprofitsbyusingitspositionincompanythroughmarketsSincethebas

2、icfunctionofthecapitalistopursuetheprofitsanditisinevitablethatthemajorshareholderscallmakeillegalprofitsbymanywayswhichdifficulttobefoundandmaybealsotheblankareasforrelatedcompanyandsecuritylawInthefirstpartofthedissert

3、ationdiscussingmanypossibilitiesthatmajorshareholderscangetprofitsonstockmarketsTherearemanywayswhichcouldbeusedbythemajorshareholders，suchas：themajorstockholdersorrealcontrolspersonsbeinginthecompanycouldbecomethenewmar

4、ketplacecontrollingpowersandthronglltheinsidebusinessbehavior；falsestatementalsocouldbecomeamarketplaceoperatingtheimportantboostingimplementThebehaviorofthemajorshareholderswouldtaketheadvantagesoftheinformationandmayco

5、ntrolsharepricetogetherwithtlleorganizationtoformaconspiracyandalsofromthemutualcoordinationtomakeillegalprofitsOnstockmarketsSothechangeofthemarketmainbodiesmustbfingthenewcompanyinspectionregulationsInthenextpart，analy

6、singtheadministrationofthecompanyandhowteinforcetothecompanygoverningaccordingtotheprincipleswhichwerepassedbythe“OECD”in1999AllthoseprinciplesalsocouldbeusednOWThemechanismoftheshareholdersshouldprotecttherightsofthesha

7、reholdersaccordingt0thecapital；ifthoseshareholdersgetthecontrollingpowerexceedingthesharersoftheholdingshouldrevealtherelatedinformationInthefieldofshareholdersequalcompensation，governmechanismshouldensureallshareholders

8、，includethoseshareholderswhoalwaysinaweakpositioninthecompanyandgettheeffectivecompensationInthelastpartofthedissertation，suggestingtherelatedministriescooperatetogetherandformtherelatedlawsorregulationstosupervisethemaj