我國券商業(yè)務(wù)轉(zhuǎn)型問題研究.pdf

1、廈門大學(xué)碩士學(xué)位論文我國券商業(yè)務(wù)轉(zhuǎn)型問題研究姓名：陳許峰申請學(xué)位級別：碩士專業(yè)：金融學(xué)指導(dǎo)教師：杜朝運20070301AbstractTIlispapermainlyproceedsfromthebusinesspracticeofdomesticsecuritiesbrokers，focusesontheirtraditionalbusiness，andmakesindepthresearchandmeditationontheirb

2、usinesstransformationintermsofthebusinessmodeoutlineaswellasthestrategicmode，practicalinspection，developmentorientationandconcretemeasuresoftheirbusinesstransformationOnthebasisoflongtermworkpracticeandtheoreticalfoundat

3、iononfinancialproductS，theauthoranalyzestheproductinnovationandtransformationmodeforallthebusinessesofdomesticsecuritiesbrokersinarelativelyallroundwayfromtheanglesofenterprisemanagementandproductinnovationnleauthoralsoi

4、nitiates也edevelopmentorientationofthesaidtransformationaswellastherelatedspecificmeasuresandsuggestionsinlightoftherequirementsofcurrentregulatorypoliciesforthesaidtransformationandthecompetitivepatternoffuturesecurities

5、market111epaperconsistsof3chaptersChapterOneoutlinesthebusinessmodeofsecuritiesbrokersItbuiklsupananalyticalframeworkofthefinancialproductsofferedbythemwiththetheoriesonproductinnovationandbrieflyintroducesthebusinessmod

6、eofdomesticsecuritiesbrokersChapterTwodealswiththestrategicmodeandconcretepracticeofthebusinesstransformationofdomesticsecuritiesbrokersItdiscussesnotonlytheinnovativeexplorationsmadebythemsofaronthebasisoftheanalyticalf

7、rameworkofbothbusinessfactorsandstrategicmodebutalsowhattheyhavelearnedfromoverseassecuritiesbrokersintermsofinnovationexperienceChapterIIIelaboratesthedevelopmentorientationforthebusinesstransformationofdomesticsecuriti

8、esbrokersandputsforwardsomemeasuresandsuggestionsItsuggeststhatinlightoftherequirementsofregulatoryauthoritiesforthesaidtransformationandthecompetitivepatternoffuturesecuritiesindustry，thesaidorientationbemainlychosenbet

9、weena11purposeanddistinctivebusinessmodesItalsosuggeststhatdomesticsecuritiesbrokerscarryoutbusinesstransformationin4traditionalfields，namely，brokerage，assetmanagementinvestmentbankingandselfoperatingbusiness111einnovati

10、vehighlightofthepaperisasfollows：buildupabasiclogicalframeworkofthefinancialproductsofferedbysecuritiesbrokersbyresearchingandsummarizingtheadvantagesanddisadvantagesofthesamekindofresearchathomeandabroadandintegratingth

11、etheoriesofWesternmanagementandfinancialproductsSOthatin—depthanalysesCallbemadeintothefinancialbusinesssystemofsecuritiesbrokersandthusthestrategicmodeofbusinesstransformationsummarized111edevelopmentorientationofthesai