mba論文南京證券公司風(fēng)險管理研究pdf

1、寧夏大學(xué)碩士學(xué)位論文南京證券公司風(fēng)險管理研究姓名：孔艷芬申請學(xué)位級別：碩士專業(yè)：工商管理指導(dǎo)教師：劉雙萍2011-044Abstract Securities market major changes in the external environment and the increasingly fierce competition in the industry, securities male Company ris

2、ks in more and more complicated. So the risk management can be said to be securities company Management is the core content of the securities firm, the most fundamental guarantee stable devel

3、opment. Therefore, the securities company wants to full of competition and risks in the market environment, we must seek development of risk management. How to prevent and dissolve the risk ma

4、nagement through various risks of securities companies, has become the first priority of survival and development, strengthening our country securities company risk management is still a more tho

5、rough research field, theoretically and practically all is one of the important topics is worth studying. Taking Nanjing business of the securities firm risk management as the research object.

6、First, analyzes the risks of securities companies and risk management related theory, through the domestic and international comparison of securities company risk management, expounds the gap betw

7、een it and we can learn from the experience. Then, this paper introduces the development situation of the Nanjing securities company, business scope, risk management goals and principles and ri

8、sk management steps. The author Nanjing securities limited liability company business risk management system respectively, careful investigation from brokerage business, investment banking and asset

9、 management businesses face risk types, sources, risk management of the status quo and existing problems for a more in- depth empirical study and theoretical research, and according to the Nanji