我國基層央行對商業(yè)銀行的內部控制評價研究.pdf

1、天津大學碩士學位論文我國基層央行對商業(yè)銀行的內部控制評價研究姓名：魯海英申請學位級別：碩士專業(yè)：工商管理指導教師：汪波2001.5.1AbstractIFore1980、SthefinancialrisksinworldbankingindustryincreasesharplyalongwiththeboomingfinancialcrisesThoughthecausesaredifferent，itahnostincludesba

2、nkingsystem，theinternalcontrolofcommercialbankingsystemwithoutanyexception，whichiSthebasicandessentialfactorTheevaluationofcommerciaIbanks’internalcontrolforthecentralbank，whichfocusesonavoidingandeliminatingrisksinthefo

3、rmofforefeedbackcontr01becomesintothemostimportantfactorinthefinancialsupel‘visionforthecentralbankOnthebaseofwidelycollectingrelevantmaterialsonabroadanddomesticfinancialrisksandfinancialcrises，inthelightofthepresentcir

4、cumstanceofsupervisingcommercialbanks’internalcontroiforthecefltralbank，thethesisoffersconcreteevidencebymeansofanalyzingtwotypicalcommercialbanksselectedfrom67commercialbankstostudythefeasibilityoftheexistingevaluationm

5、easureofcommercialbanks’internalcontrolforlocalcentralbanks，analyzingitsdefectsandputtingforwardimprovementadviceFinallythethesisposesanewsetoffeasiblemeasuretoevaluatecommercialbanks’internalcontrolforChineselocalcentra

6、lbanks，anddrawsacompletelydifferentevaluationconclusionoftheabove—mentionedtwocommercialbanksbycitingconcreteevidencedata，hencefurtheranalyzeandprovethecredibility，theavailabilityandthepracticabilityofthenewevaluatingmea